A Critical Theory of Authority

These are my comments, presented on October 9, 2021, at the Ninth Biennial International Herbert Marcuse conference, on the panel “Marcusean Politics Today.” My co-panelists were Shon Meckfessel and Rocío Lopez.

In Character and Social Structure: The Psychology of Social Institutions (1954), the sociologists Hans Gerth and C. Wright Mills observe that, “from a psychological point of view, the crux of the problem of power rests in understanding the origin, constitution, and maintenance of voluntary obedience.” They add that “Authority, or legitimated power, involves voluntary obedience based on some idea which the obedient holds of the powerful or of his position” (Gerth and Mills 194-5). Indeed, in his Discourse on Voluntary Servitude (1577), Étienne de la Boetie came to much the same conclusion: namely, that authority persists because we allow it to. Although the reproduction of hierarchy under capitalism is not so simple as that, considering the threats of unemployment, imprisonment, starvation, and assassination for those who rebel, there is something to Jean-Paul Sartre’s comment about a kind of “complicity between the oppressor and the oppressed” (Sartre 338).

In turn, the models of sexual sadomasochism and socio-political authoritarianism developed in the twentieth and twenty-first centuries by Sigmund Freud, Erich Fromm, Herbert Marcuse, Jessica Benjamin, and Lynn Chancer highlight the psychodynamic dimensions of erotic frustration and gender and class oppression. In other words, under generalized relations of dependence on capital and male authority, the power of the boss, man, sadist, and/or ‘top’ is ultimately derived from the psychological self-subordination of the worker, woman, masochist, and/or ‘bottom.’ In this sense, the specter of revolt can function as a destituent power that reverberates throughout society, as we have seen on many occasions in history, up to and including the present.

At the same time, not all revolt is emancipatory, and “there is no theory of subversion that cannot also serve the cause of oppression” (Rancière xvii). In Reason and Revolution (1941), Marcuse controversially defends G. W. F. Hegel’s criticism of the “pseudo-democratic” opponents of the post-Napoleonic Restoration régime, likening them—in their xenophobia, anti-Semitism, and German nationalism—to precursors of the Nazis (Marcuse 1999: 179-81).¹ Along similar lines, Ze’ev Sternhell sees the fascist cultural and political revolt against Enlightenment values like humanism and rationalism not as anomalous to European history, but rather, as integral to it (Sternhell 3, 250-1). The anarcho-syndicalist Rudolf Rocker likewise saw in fascism a “reaction to progress […] rooted in German history but concerning the whole of Europe” (Bernardini 9). Unfortunately, as was confirmed not only by the descent of the Russian Revolution into a Stalinist nightmare, but also by the collaboration of revolutionary syndicalists in the birth of national socialism, the phenomenon of the “leftist right,” or what Jürgen Habermas termed a “left fascism,” certainly exists (Rancière 72; Gandesha). Both in the past, as in the present, we see “discourse[s] of order composed in the vocabulary of subversion” (Rancière 116). In this sense, the Russian Marxist Georgii Plekhanov was right to accuse Pierre-Joseph Proudhon, the “Father of Anarchy,” of having combined “extreme Radicalism of mind with extreme Conservatism of mind” (Plechanoff 57, 63). Along similar lines, the neo-Stalinism of the GrayZone bloggers and the Trumpists’ coup attempt at the Capitol in January 2021 are arguably just two sides of the same coin.

Thus, in this presentation, I will analyze the ‘reactionary rebellion’ of the revolutionary French syndicalist Georges Sorel (1847-1922), follower of Proudhon and mentor to Benito Mussolini, the first Fascist leader, whose 1922 March on Rome animated Adolf Hitler’s failed “beer hall putsch” (1923). I will also explore the bureaucratic anti-humanism of Louis Althusser (1918-1990), who sided with his Party (the French Communist, or PCF) in rejecting the May 1968 uprising. I will then conclude with an analysis of national-socialist currents among ‘anti-imperialists’ today, and offer some reconstructive, anti-authoritarian ideas for anarcho-syndicalists and critical theorists going forward.

Georges Sorel’s National Revolution

Perhaps ironically, George Sorel—who infamously synthesized revolutionary syndicalism with ultra-nationalism to inspire Fascism—shared some concerns with the anti-fascist Marxists of the Institute for Social Research, otherwise known as the Frankfurt School theorists. They commonly focused on symbols, emotions, and socio-political psychology in their respective intellectual projects, although admittedly, for vastly different reasons: Sorel sought to “mobilize the masses and to change the world” by annihilating bourgeois society while upholding the authority principle and the place of “revolutionary ‘élites,’” whereas the critical theorists aimed at a non-repressive, anti-authoritarian transformation of global society (Marcuse 2008: 105; Sternhell 59). Across different generations, both the Frankfurters and the Sorelians worried that the working classes of advanced-industrial societies had been integrated into capitalism. Sorel despaired that the French Confédération Générale du Travail (CGT) was more interested in reform than revolution, and Marcuse wrote One-Dimensional Man (1964) under the impression that workers in the U.S. would not rise up against capitalism (Sternhell 96). In the prologue to Negative Dialectics (1970), Theodor W. Adorno laments that “Philosophy […] remains alive, because the moment of its realization was missed,” given that “the transformation of the world failed.” Along similar lines, Sorel and Walter Benjamin shared a belief in the heroic potential of pessimism.

Of course, neither Adorno nor Marcuse (much less Benjamin) turned, as Sorel and Martin Heidegger did, to national socialism as a “new revolutionary path” (Sternhell 25, 123). Rather, as German-Jewish Marxists, they were forced to flee Nazi Germany and relocate to New York as refugees. After scaling the Pyrenees Mountains in late September 1940, Benjamin poignantly lost his life in the Spanish border town of Portbou, where he overdosed on morphine rather than be deported by Franco’s guards to the Nazi-collaborating Vichy régime. In the U.S., their newfound home, the surviving Frankfurt School theorists continued their principled anti-authoritarian analysis of society, rather than betray the cause, as Sorel so egregiously did.

According to Sternhell’s account in The Birth of Fascist Ideology (1989), fascism can be interpreted as a revolt against the principles of the Enlightenment (3). Certainly, this thesis can explain Heidegger’s own attraction to, and promotion of, Nazism. Like his intellectual mentor Friedrich Nietzsche, Heidegger sought to demolish the “post-1789 moral-political dispensation [and] replace it with a new radically illiberal and anti-egalitarian dispensation” (Beiner). In Reason and Revolution, Marcuse analyzes the Counter-Enlightenment philosophers who rejected German Idealism and inspired Nazism. In this sense, he highlights F. J. Stahl (1802-1861), who affirmed anti-rationalism, repudiated natural law, and sought to replace the category of reason with obedience (Marcuse 1999: 360-74). Likewise Sorel: “a horror of the Enlightenment [was] basic to his thinking” (Sternhell 69). Indeed, this devout Catholic had no truck with the anti-clerical cause. As a white supremacist, Sorel condemned what he saw as the Jacobins’ “recklessness” for “abruptly abolishing slavery in the colonies’”—particularly, in Haiti (Abromeit 396). Many of his followers encouraged Italy’s invasions of Libya (1911) and Ethiopia (1936) as “labor imperialist” projects. Like his protégé and fellow revolutionary syndicalist Mussolini, Sorel found Nietzsche’s ideas attractive, especially the philosopher’s contempt for “English ideas,” liberalism, and bourgeois society—and presumably, as well, the Nietzschean affirmation of slavery (Beiner; Sternhell 101, 110, 126, 196, 200). Sorel attacked the idealist tradition while hailing “proletarian ‘violence’” as a new form of authority (Marcuse 2008: 104).

Like Stahl, Nietzsche, and Heidegger, Sorel rejected rationalism, humanism, and natural law. His infamous “revision” of Marxism involved advocacy of the destruction of liberal democracy and parliamentary socialism through class struggle. Paradoxically, like Proudhon, Sorel “refused to touch private property and […] believed neither in equality nor in social justice […].” In reality, this “antidemocratic socialis[t]” envisioned the creation of a “producers’ civilization,” which would effectively function as a “revolutionary capitalism—[or] a capitalism of producers.” In this vein, the Sorelians “had nothing to put in place of capitalism and they did not conceive of a postcapitalist era.” As such, it is not hard to see how such a vision of stripping away liberal norms while retaining the capitalist mode of production could morph into Mussolini’s class-collaborationist, corporatist strategy (Sternhell 22, 28-9, 33, 37, 46-50, 69, 75, 80-2, 91, 117).

In this sense, the birthplace of fascism was neither Italy nor Germany, but rather, France. Though Mussolini would not seize power until 1922, on Sternhell’s account, all the requisite conditions for the propagation of the fascist ideal were in place before the outbreak of World War I (1914-1918). In the years after the publication of his Reflections on Violence (1908), a volume that exhorted the proletariat to wield violence to annihilate the bourgeoisie, Sorel abandoned socialism in favor of ultra-nationalism and the “conservative revolution.” In turn, Sorel inspired the founding of the national-syndicalist Cercle Proudhon in late 1911 as a clearing house for “nationalists and leftist anti-democrats.” The futurists and Sorelians in this Cercle highlighted Proudhon’s defense of private property, militarism, traditionalism, sexism, and anti-Semitism. As champions of anti-rationalism, anti-humanism, pessimism, a “revolutionary” hatred of democracy, and fidelity to Sorel’s masculinist cult of violence, these left-right syncretists proclaimed their ideal “the nonproletarian revolution, the national revolution” (Sternhell 4, 7, 27-9, 69, 75, 78, 80, 86, 90, 124, 130). As Marcuse might say, the Sorelians failed to question, much less overcome, technical reason; instead, they inspired Mussolini and Hitler to build on Sorel’s vision of a future wherein the “cult of energy” and “authority would emerge victorious all along the line” (Sternhell 24-7, 129, 168, 236-7).

Crucially, Sternhell distinguishes between the theoreticians of revolutionary syndicalism and anarchists. For Sorel and his followers, “the principle of authority was never in question.” In fact, “Sorelism detested anarchism,” and the master’s right-hand man, Édouard Berth, “wrote that ‘a real abyss’ divided the ideas of the syndicalists from those of the anarchists.” Paradoxically, the Sorelians opposed the concept of self-management, whether individual or collective; effectively, they proposed a hierarchical and productivist society run by syndicates (Sternhell 31, 103-104, 127, 218-223). Ultimately, these revolutionary unionists were just used by the Fascists to seize power. After all, conceptually speaking, national syndicalism and corporatism utterly contradict the cause of worker autonomy. As we know from Franz Neumann’s Behemoth (1942), the Nazi regime was run in the interests of the industrialists, the bureaucracy, the military leaders, and the National Socialist Party (Neumann). Accordingly, Sternhell is right to conclude that fascists’ use of leftist discourse always has “’rightist’ results” (211), just as Rocker is right to denounce Stalinism and Fascism as totalitarian ideologies that “both grew on the same tree” (Bernardini 7).

Even so, the case of Sorel is a disturbing one, considering how it illuminates the overlap between left and right, which are categories that are often considered to be mutually exclusive. How can it be that Jacques Rancière describes Sorel (perhaps unfairly) as an anarcho-syndicalist, that Mussolini and the Sorelian George Valois had had anarchist sympathies before embracing national socialism, and that so many Italian revolutionary syndicalists became Fascists? (Rancière 61; Sternhell 96, 143) In reality, many leftists and fascists commonly emphasize direct action, energy, violence, heroism, and sacrifice, while championing the will to power and conquest and critiquing “moralism” (Sternhell 29, 176-9). Mussolini and the Nazis admired Bolshevik authoritarianism, and Stalin trusted and allied with Hitler—rather irrationally, it turns out (Arendt 308-9; Bernardini). Part of the appeal of Sorelianism to syndicalists and nationalists alike was (and remains) its claim that both groups share(d) common enemies in liberalism and parliamentarism. Especially in the wake of postmodernism, many self-proclaimed leftists share a reactionary commitment to anti-universalism (Sternhell 163, 250-1). Whether a century ago or now, it is apparent that Sorelians, neo-Stalinists, and national socialists merely seek the worst of all possible worlds: that is, capitalism without any rights at all (Hensman).

Althusser’s Lesson

In Althusser’s Lesson (1974), the French philosopher Jacques Rancière takes his former professor to task for siding with the Communist Party of France (PCF), which opposed the revolutionary student movement of May 1968 as “petit bourgeois.” In regurgitating the Party line, Althusser effectively defended the division between mental and manual labor, privileging the former over the latter, while affirming the “very model prescribed by the philosophy of educators: enlightened despotism.” (In contrast, Sartre supported May 1968.) Besides Althusser’s disgrace, Rancière’s volume is focused “on the much broader logic by which subversive thoughts are recuperated for the service of order” (Rancière xvi, 11, 19, 54).

In this vein, Rancière identifies Althusserianism as a discourse of order wrapped up “in the language of leftism.” He traces its origin to “the desire to combat the revisionist tendencies that had seeped into philosophy following the Twentieth Congress” of 1956, when Nikita Khrushchëv denounced the crimes of Stalin, his then-deceased predecessor. In other words, Althusser followed Mao Zedong and the Chinese Communist Party in their questionable defense of Stalin, announced during the Sino-Soviet split in the post-1956 context. Broadly speaking, for Rancière, Althusser’s career amounted to the “fight of a ‘communist philosopher’ against that which threatens both the authority of his Party and of his philosophy: [namely,] Cultural Revolution on a global scale.” Both Althusser and the PCF leadership were anxious about the discovery of Marx’s Economic-Philosophic Manuscripts of 1844, which so moved Fromm, Marcuse, Raya Dunayevskaya, and others, because they feared the creation of a “political authority other than the Party.” Accordingly, Althusser maligned these pieces as having been written during Marx’s “petit bourgeois” as opposed to “proletarian” communist phase—despite the fact that this distinction is entirely arbitrary. In terms of theory, Althusser insisted that “Marxism is a[n] anti-humanism,” proposing instead that humanism is “bourgeois idealism,” while championing Marxist-Leninist orthodoxies through his promotion of “an unofficial version of Stalinism” (Rancière xx, 9, 21, 23, 33, 72, 78-9, 83, 113, 116).

Indeed, by the time the May 1968 uprising began with student revolt, Althusser had long given up on any ideas he may have had about questioning and dissolving State power, factory despotism, or wage labor. His attacks on the syndicalist left, and his disgrace over May 1968, speak for themselves. Some of the reconstructive proposals that Rancière considers in closing are ideas about proletarian humanism, self-management, and the independence of labor leading to the autonomy of producers and “a world [re]made for and by the labour community.” At its best, society would operate as a network of cooperatives “which impos[e their] own rhythm on the work [through] non-hierarchical organization” and the democratic recognition of human equality (Rancière 37, 89-90, 93, 108, 117; May).

Conclusion: National Socialism, ‘Anti-Imperialism,’ and Anarcho-Syndicalism

Returning to the attempted Capitol putsch of 2021, we see that this disturbing neo-fascist moment united hyper-masculinity, white-male rage, anddirect action with anti-parliamentarian and anti-democratic politics. As Eric Alterman describes, “Trumpism’s release of suppressed sexual and aggressive drives is a far cry from [what Marcuse termed Eros]. Rather, it represents what Marcuse called the ‘political utilization of sex’ and aggression to reinforce social domination” (Alterman). That being said, this moribund marriage of opportunism with authoritarianism has not been limited in recent years to the far right. In the wake of the rise of self-described ‘leftist’ streamers and ‘anti-imperialist’ bloggers who claim independence from mainstream media while reproducing their brand competitiveness and associated ‘spins’ on reality, many neophyte ‘socialist celebrities’ have profited from “preach[ing] a contempt for democracy and parliamentarism,” as revolutionary syndicalists and ultra-nationalists did a century ago (Sternhell 108, 153).

Along these very same lines, the political comedian Jimmy Dore bases his appeal in a call for the left and the right to “join forces” against “the Establishment.” Likewise, the GrayZone conspiracy theorists deny the existence of concentration camps for Uyghurs and other ethno-religious minorities that are maintained by the Chinese Communist Party in Xinjiang. Appallingly, one of GrayZone’s main shticks is to deny Bashar al-Assad’s responsibility for hundreds of chemical-weapons attacks carried out against insurgents and civilian communities alike in Syria over the past decade. We shouldn’t, therefore, be surprised that Dore and GrayZone have now switched to promoting disinformation about COVID-19 vaccines, and agitating in favor of the use of ivermectin to treat COVID.

Rancière mentions the case of Pierre Daix (1922-2014), a journalist who first “denied the existence of labour camps in the Soviet Union [in 1949]; he never convinced anybody,” and then he resigned from the PCF in 1974, after having engaged with Solzhenitsyn’s GULAG Archipelago (1973) (Rancière 107). Given the profit and self-promotion involved, we cannot expect the GrayZone editors to argue in good faith about history or current events, much less renounce their absurd positions. The problem is that they do seem to convince their audiences, who admittedly may already be predisposed to aggressive, delusional, and sadistic thought-patterns and behaviors. Like Althusser over May 1968, ‘anti-imperialist’ authoritarians—ostensibly on the left—have built up their brands by denying the existence of the Syrian Revolution over the past decade on the one hand, and covering up the egregious atrocities carried out by the counter-revolutionary axis on the other: that is, Assad and his Russian and Iranian allies. With nearly a million Syrians murdered, and millions more displaced internally and across borders, the “line” of GrayZone and its sympathizers—of allying with the executioners—is a fundamental violation of leftist and Enlightenment principles around internationalism, humanism, and egalitarianism. In short, this ‘anti-imperialist’ discourse is merely another discourse of order and a “consecration of the [status quo] in the language of revolution” (Rancière 124).

Around Syria, the Trump regime, and COVID-19, we have seen a clear convergence between Stalinists and fascists who seek to marry revolution with tradition by advancing anti-rationalism, anti-humanism, and a hatred of democracy (Stites 250; Sternhell 240-1). The risk is that contrarian bloggers and streamers in touch with these currents are implicitly and paradoxically promoting neo-Nazism by espousing “an authoritarian and corporatist national revolution based on an ‘anticapitalist’ alliance” (Sternhell 248). Though this risk may seem exaggerated, the experience of four years of Trump, plus the resentment that persists over his electoral loss, show us just how much support the Counter-Enlightenment continues to enjoy.

Within this struggle, in the hopes of avoiding contributing to a reinvigorated fascism in our time, anarchists and anarcho-syndicalists should restate our opposition to private property, and our universal support for worker and community self-control of the economy and polity. Plus, we should revisit implicit or explicit futurism, anti-rationalism, and anti-humanism in the movement, and in our history, plus reconsider to what extent sharing a Nietzschean, Heideggerian, or Sorelian critique of liberal democracy is helpful. Furthermore, the cause of worker autonomy, which is realistically the only means of ensuring the preconditions for collective liberation and protection of the Earth from climate destruction, might greatly be assisted by integrating the insights from Critical Theory about the psychological dimensions of overcoming hierarchy, which ultimately is based on voluntary obedience, into labor organizing. Therefore, I conclude: anarcho-syndicalists and critical theorists, unite!

Works Cited

Abromeit, John. “Transformations of Producerist Populism in Western Europe.” Transformations of Populism in Europe, the United States and Latin America: History, Theories and Recent Tendencies. Ed. John Abromeit. Unpublished manuscript. 367-413.

Alterman, Eric 2021. “Altercation: Authoritarians Amok.” The American Prospect. Available online: https://prospect.org/politics/altercation-authoritarians-amok. Accessed 25 September 2021.

Arendt, Hannah 1968. The Origins of Totalitarianism. San Diego: Harcourt.

Beiner, Ronald 2021. “Dangerous Minds in Dangerous Times.” Thesis Eleven, vol. 163, no. 1. 29-42. doi:10.1177/07255136211005989.

Bernardini, David 2021. “A different antifascism. An analysis of the Rise of Nazism as seen by anarchists during the Weimar period.” History of European Ideas. DOI: 10.1080/01916599.2021.1963629.

Gandesha, Samir 2019. “The “Authoritarian Personality” Reconsidered: the Phantom of ‘Left Fascism.’” American Journal of Psychoanalysis. 79(4): 601-624. doi: 10.1057/s11231-019-09227-w. PMID: 31745203.

Hensman, Rohini 2018. Indefensible: Democracy, Counterrevolution, and the Rhetoric of Anti-Imperialism. Chicago: Haymarket Books.

Marcuse, Herbert 1999. Reason and Revolution: Hegel and the Rise of Social Theory. Amherst, NY: Humanity Books.

— 2008. A Study on Authority. Trans. Joris de Bres. London: Verso.

May, Todd 2008. The Political Thought of Jacques Rancière: Creating Equality. University Park, PA: Penn State University Press.

Neumann, Franz 1942. Behemoth: The Structure and Practice of National Socialism. London: Victor Gollancz.

Plechanoff, George 2014. Anarchism and Socialism. Trans. Eleanor Marx. Charleston, SC: CreateSpace.

Rancière, Jacques 2017. Althusser’s Lesson. Trans. Emiliano Battista. London: Bloomsbury.

Sartre, Jean-Paul 1983. Cahiers pour une morale. Paris: Gallimard.

Sternhell, Ze’ev 1994. The Birth of Fascist Ideology: From Cultural Rebellion to Political Revolution. Trans. David Maisel. Princeton: Princeton University Press.

1Marcuse comments: “Hegel wrote his Philosophy of Right as a defense of the state against this pseudo-democratic ideology, in which he saw a more serious threat to freedom than in the continued rule of the vested authorities” (1999: 180).

Realism, Egalitarianism, and Internationalism

These are my comments, presented on October 9, 2021, at the Ninth Biennial International Herbert Marcuse conference, on the panel “The Responsibility to Protect in the Twenty-First Century.” My co-panelist was Bill Weinberg.

Welcome to our round-table. We will focus on ongoing war crimes and crimes against humanity in Ethiopia and Syria, and present anti-authoritarian views on the doctrine of the “Responsibility to Protect” (or R2P). Just as the genocides perpetrated in the 1990’s in Bosnia and Rwanda did, so ongoing radical violations of international humanitarian law raise the controversial questions of R2P and humanitarian intervention today.

In the Tigray region of Ethiopia, since November 2020, Nobel Peace Prize-winning Prime Minister Abiy Ahmed has overseen a genocidal counter-insurgent campaign against not only the Tigrayan People’s Liberation Front (TPLF), whom his administration has designated a “terrorist organization,” but also against the civilian population of the region, provoking mass-famine and -displacement. In parallel, Bashar al-Assad and his Russian and Iranian allies have drowned the Syrian Revolution in blood: over the past decade, up to a million Syrians have been killed (Salahi). Undoubtedly, such crimes follow from the authoritarian illogic of State sovereignty and the “non-intervention principle” in international society, both of which form part of what the critical sociologist Max Weber described as the “Iron Cage” of capitalist modernity (Wheeler and Bellamy 563).

In this presentation, I will begin by analyzing the political and intellectual support provided by many of the Frankfurt School Critical Theorists to the Allied war effort against Nazism, and consider the “neither Washington-nor Moscow” approach taken by most of these thinkers during the subsequent Cold War. I will then compare these concepts to anarchist ideals of internationalism. In place of the conspiracism, denialism, and anti-humanism that animates so much of what passes for “left” commentary on global issues of war, exploitation, and domination in our time, I will propose egalitarianism, (literary) realism, and anti-authoritarianism as important value principles for left internationalism. Lastly, I will consider the implications of such a position for the responsibility to protect (R2P) in the face of gross human-rights violations today.

The Frankfurt School, World War II, and the Cold War

As we know, most (but not all) of the Frankfurt-School theorists were German Jews who had to flee their homes in the early 1930’s, as the Weimar Republic collapsed and Adolf Hitler seized power. Most resettled in New York, where director Max Horkheimer had arranged for the Institute for Social Research to be relocated to Columbia University. Theodor W. Adorno and Franz Neumann initially moved to England, where the Fabian socialists Sidney Webb, R. H. Tawney, and Harold Laski had arranged for a London office to be opened for the Institute. Uniquely among the critical theorists, Walter Benjamin did not survive his bid to cross the Pyrenees Mountains in September 1940 and pass through Francoist Spain to reach Lisbon, where he was to take a steamer to New York and reunite with his comrades.

Once the relationship between Horkheimer and Marcuse soured in the early 1940’s, when Max suddenly announced he would partner with Adorno on Dialectic of Enlightenment, after having indicated to Herbert that he would be his co-writer—and encouraging him to move with his family across country to join Horkheimer in Los Angeles—Marcuse began working on philosophical studies of social change with Neumann, as well as his own investigations into Nazism. These included “Some Social Implications of Modern Technology” (1941), “State and Individual under National Socialism” (1941), and “The New German Mentality” (1942). When Neumann joined the U.S. wartime intelligence agency, the Office of Strategic Services (OSS), in 1942, Marcuse was not far behind. Together with fellow exile Otto Kirchheimer, the trio proposed a radical de-Nazification program for the post-war U.S. administration to implement, but it was duly ignored. After the OSS demobilized at the end of the war, Marcuse went on to work at the State Department until 1951, at which time he entered academia. Two decades later, when the equivalent of today’s ‘anti-imperialist’ critics used Marcuse’s tenure at the OSS to question his radical credentials, the critical theorist proudly defended his work there, noting that “the war then was a war against fascism and […] consequently, I haven’t the slightest reason for being ashamed of having assisted in it” (Marcuse and Popper 59). After all, we must not forget that World War II, besides being an inter-imperialist war with global dimensions, was also a people’s war against foreign occupation, totalitarian dictatorship, and genocidal oppression, both in Europe and Asia (Price).

After the Allied victory, at the birth of the Cold War, Horkheimer and Adorno returned to what by then had become West Germany, while Marcuse remained in the U.S. to research and teach at different universities. After serving the Nuremburg War Crimes Tribunal as researcher for the chief prosecutor, Neumann died tragically in a car accident in Switzerland in 1954. Generally speaking, over time and space, the critical theorists maintained their anti-authoritarian critique of both Western capitalism and Stalinist totalitarianism, in keeping with the third-campist, Trotskyist slogan, “Neither Washington nor Moscow.” Nonetheless, Horkheimer slipped up, as we will see.

Marcuse wrote Soviet Marxism (1958) as one of the first critical treatments of the USSR from within the Marxist tradition, and in One-Dimensional Man (1964), he condemns the mobilization of stifling conformity on both sides of the Iron Curtain. He was a fierce critic of U.S. government policy toward Castro’s Cuba, and of the Vietnam War, as well as a supporter of the May 1968 uprising in France, “Prague Spring” in Czechoslovakia (1968), and the Vietnamese and Chinese Revolutions (Sethness Castro). The same could not be said of Horkheimer, who took a turn for the worse toward life’s end by resisting calls for the Institute to condemn the Vietnam War, celebrating “German-American Friendship Week” in 1967, and going so far as to support the U.S. war on Vietnam as an ostensible means of checking the propagation of Maoist political movements (Jay 13-16, 352-353n30).

Internationalist Principles: Egalitarianism, (Literary) Realism, and Anti-Authoritarianism

Franz A. Rombaud, detail of Sevastopol Panorama (1904)

Along these lines, Rancière’s political theory emphasizes the equal capacity everyone has to intervene in politics, while the literary realist style featured by Lev Nikolaevich Tolstoy in such art-works as “Sevastopol Sketches” (1855), The Cossacks (1863), and War and Peace (1869) condemns the militarism practiced by States in a highly tragic and humanist light. Especially in the protest novel War and Peace, Tolstoy conveys his critique of inter-imperialist war, toxic masculinity, heterosexism, autocratic domination, and class exploitation. Such realism is effectively humanism. Rather than function to rationalize State abuses (in keeping with the “realist” school of international-relations theory), it remains true to Adorno’s concern for the “unbearable physical agony to which individuals are exposed” through atrocities (Adorno 365).

Historically, anarchist internationalism has involved coordination of and support for self-organized, autonomous movements of peasants and workers. This strategy has been used by anarchists of collectivist, syndicalist, and communist persuasions in the International Workingmen’s Association (IWMA), otherwise known as the First International; the Anarchist St. Imier International; the Anti-Authoritarian International; and the International Workers’ Association (IWA-AIT), which continues organizing to this day (Graham). Anarchist internationalists have also supported armed struggle against oppression across borders in many different contexts, such as the nineteenth-century Polish uprisings against Tsarist domination; the Paris Commune of 1871; the popular Cuban struggle against Spanish and U.S. imperialism; the Mexican, Russian, and Spanish Revolutions; the French Resistance to Nazi occupation; both the Algerian independence movement, as well as those French soldiers who deserted their posts during the Algerian War (1954-1962); the neo-Zapatista struggle for indigenous autonomy (1994-present); and the Syrian and Rojava Revolutions of the past decade (Cappelletti; Porter).

On the one hand, in stark contrast to Marxist-Leninists, anti-authoritarian internationalists have typically striven to remain distant from “anti-imperialist,” national-socialist, and/or state-capitalist regimes, such as the Soviet Union, Nazi Germany, or the People’s Republic of China. That being said, Noam Chomsky effectively supported the Khmer Rouge, who in the late 1970’s killed millions in just three and a half years, before hailing its ouster by the Vietnamese after the fact as a striking example of humanitarian intervention.¹ However much Chomsky’s contrarian approach has harmed the left’s relationship to real-life atrocities, inspiring the denialism of today, it should be taken as anomalous among anti-authoritarians (Anthony; Chomsky). On the other hand, anarchists have also generally maintained our independence from liberal Western governments, although the track records of the German theorist Rudolf Rocker—who abandoned anarcho-syndicalism for what he called “libertarian revisionism” at life’s end—and of the French unionist Georges Sorel—who proposed a marriage of revolutionary syndicalism with ultra-nationalism as a strategy to destroy bourgeois society, but instead ended up inspiring Fascism—provide important lessons in this sense, for both reformists and revolutionaries (Bernardini 7; Sternhell).

Humanitarian Intervention and the Responsibility to Protect (R2P) Today

Solidarist international society theory proposes that, regardless of questions of legality, there is a moral duty to forcibly intervene in “situations of extreme humanitarian emergency,” whether owing to war crimes and/or crimes against humanity (Wheeler and Bellamy 559). Humanitarian intervention, in this sense, can be viewed as a delayed reaction on the part of global society to its guilt over the horrors of the Holocaust and WWII. At the 2005 UN World Summit, 170 States formally adopted the legal doctrine of R2P, which stipulates “collective action […] through the Security Council, […] should peaceful means be inadequate and national authorities manifestly fail to protect their populations from genocide, war crimes, ethnic cleansing and crimes against humanity.” As such, R2P doctrine is a combination of solidarism and geopolitical (but not literary) realism: while a “incomplete and poorly defined concept,” it at least establishes a minimum standard against atrocious human-rights violations (Nahlawi). Non-compliance in this sense could then trigger a multi-lateral intervention designed to use proportional force to compel a halt to such crimes.

At the same time, the State actors that would be intervening are required to have humanitarian rather than strategic motivations for their effective violation of the otherwise overriding sovereignty principle—thus excluding the U.S. invasions of Afghanistan and Iraq from being instances of “R2P.” In reality, R2P is understood as an exception to the fundamental principles of the UN charter, which ban the use of force between States. As a result, humanitarian intervention is reserved for “extraordinary oppression, not the day-to-day variety” (R. J. Vincent, cited in Wheeler and Bellamy 561). Even so, this begs the question of why poverty, patriarchy, and exploitation should be normalized as acceptable in this framing that claims to oppose ultra-violence. The confused answer would likely have to do with diplomacy and respect for value pluralism; after all, even in the rare instances on which it would be considered and operationalized, R2P is suppose to be based on “incrementalism and gradualism in the application of force,” rather than “defeat of a state.” Moreover, to limit the application of R2P to the whims of UN Security Council members hampers its potential, as these States are by definition often involved in the very atrocities that require redress. They rightly fear that any legal precedent for humanitarian intervention could be used against them (Wheeler and Bellamy 563, 570). For this reason, Yasmine Nahlawi champions the “Uniting for Peace” doctrine as an alternative, whereby the UN General Assembly can take up questions of R2P when the Security Council refuses or otherwise fails to do so (Nahlawi).

Humanitarian intervention can be forcible or consensual, violent or non-violent. Nicholas Wheeler and Alex Bellamy view “non-forcible humanitarian intervention,” like the work of Médecins Sans Frontières, as a “progressive manifestation of the globalization of world politics” (576). No doubt there. Yet, in the face of mass-atrocities being committed today in Syria and Tigray, pacific forms of intervention may serve more as band-aids than help to address the State oppression perpetuating human agony. For instance, “[t]he conflict in Syria has caused one of the largest humanitarian crises since World War 2” (Jabbour et al.). This is arguably due to global conformity with the principle of non-intervention, even and especially on the so-called “left,” particularly in the traumatic wake of the Iraq invasion. Paradoxically, then, the oppressive concept of sovereignty is being used by Assad, Putin, and their backers to shield accountability for the mass-atrocities they have carried out (Sibai). “Thus Hitler demands the right to practice mass murder in the name of the principle of sovereignty under international law, which tolerates any act of violence in another country,” write Horkheimer and Adorno (Adorno and Horkheimer 2003: 414). But perhaps, short of a global anarchist revolution, this dynamic should work the other way around: in other words, sovereignty could be canceled, in light of genocide, war crimes, ethnic cleansing, and crimes against humanity (Wheeler and Bellamy 561).

Applying principles of egalitarianism, literary realism, and anti-authoritarianism to left internationalism in the twenty-first century has a great creative potential. While we cannot entirely predict how this proposal might play out, support for R2P and humanitarian intervention could justifiably form part of the program. Of course, the idea that anarchists should compromise with the State, even on a question so pressing as international fascist atrocities, has a dire history: see the fate of the Spanish Revolution and Civil War.² This risk of compromise and self-contradiction must, however, be balanced against the risk of violating one’s internationalism and even humanity, by ignoring and/or guarding silence about ultra-violence and other extreme forms of oppression happening elsewhere in the world.

Naturally, these do not have to be the only two options. For instance, in Rojava, volunteers have joined the International Freedom Battalion, echoing the fighters in the International Brigades who participated in the Spanish Civil War. I personally agree with the Afghan-American professor Zaher Wahab that UN peacekeepers should have intervened as US-NATO forces left Afghanistan to prevent the Taliban from taking over, as it has. Moreover, though flawed, the UN humanitarian intervention in Bosnia in the 1990’s prevented the extermination of the Bosniak Muslims at the hands of Serbian ultra-nationalists, and a similar analysis could be made of the 2014 intervention by the U.S. and the PKK in Iraq’s Sinjar Mountains to rescue Yezidis from Islamic State forces.

Undoubtedly, these are all controversial questions. My perspective is that anti-authoritarian principles of egalitarianism, (literary) realism, and humanism represent much-needed “infusions” for left internationalism; that the responsibility to protect is direly needed to address political violence across the globe, whether in Syria, Afghanistan, Palestine, Kashmir, Ethiopia, Burma/Myanmar, China, or elsewhere; and that political radicals should reconsider their commitment, in many cases, to bourgeois principles of non-intervention. Let’s discuss.

Works Cited

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Graham, Robert 2015. We Do Not Fear Anarchy; We Invoke It. Oakland: AK Press.

Jabbour, Samer et al. 2021. “10 years of the Syrian conflict: a time to act and not merely to remember.” The Lancet, vol. 397, issue 10281. P1245-8.

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Nahlawi, Yasmine 2020. The Responsibility to Protect in Libya and Syria. London: Routledge.

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Salahi, Amr 2020. “Will we ever really know how many people have died in Syria since 2011?” The New Arab, 28 January. Available online: https://www.alaraby.co.uk/english/indepth/2020/1/28/how-many-people-have-died-in-syria-since-2011. Accessed 28 January 2020.

Sethness Castro, Javier 2016. Eros and Revolution: The Critical Philosophy of Herbert Marcuse. Leiden: Brill.

Sibai, Leila 2018. “How international law helps Assad and Putin.” Al-Jumhuriya, 22 May. Available online: https://www.aljumhuriya.net/en/content/-how-international-law-helps-assad-and-putin. Accessed 6 October 2021.

Sternhell, Ze’ev 1994. The Birth of Fascist Ideology: From Cultural Rebellion to Political Revolution.. Trans. David Maisel. Princeton: Princeton University Press.

Wheeler, Nicholas J. and Alex J. Bellamy 2005. “Humanitarian intervention in world politics.” The Globalization of World Politics, 3^rd Edition. Eds. John Baylis, Steve Smith, and Patricia Owens. Oxford: Oxford University Press. 555-78.

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Notes

1As a side-note, China and the West condemned the Vietnamese invasion of Cambodia as serving the aims of Soviet imperialism (Wheeler and Bellamy 563).

2Of course, we cannot blame the outcome of the Civil War on the CNT-FAI.